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5 Mar 2014:
In the first article of a ten part series by Securities Lending Times focusing on developments and trends in industry regulation, Amit Kohli (Securities Finance and Collateral Optimisation specialist, Rule Financial) examines the impact of Basel III liquidity coverage ratio thresholds on market participants.
12 Feb 2014:
In an interview with Global Custodian, Emily Cates (Operational Processing specialist, Rule Financial) outlines the problems facing firms who have failed to comply with the European Market Infrastructure Regulation (EMIR) trade reporting mandate, which came into force today.
10 Feb 2014:
In a recent interview with John Lothian News, Emily Cates (Operational Processing specialist, Rule Financial) outlined the challenges facing firms looking to comply with the European Market Infrastructure Regulation (EMIR) trade reporting mandate ahead of Wednesday’s deadline. In particular, Cates points to the generation, tracking and maintenance of a unique trade identifier (UTI) for each executed trade as causing a number of issues.
7 Feb 2014:
Trading floors are evolving as banks adopt new and transformational ways of dealing with the threat of rogue trading. In a recent interview with Euromoney, Chris DeBrusk (Managing Director, Rule Financial) pointed to the emergence of new control and monitoring methods as having a huge impact on front office risk management practices.
5 Feb 2014:
In a recent interview with Bloomberg Brief, Emily Cates (Operational Processing specialist, Rule Financial) highlighted the potential for pricing arbitrage under the European Market Infrastructure Regulation (EMIR).
5 Feb 2014:
The evolving world of regulatory compliance poses a significant challenge to traditional project management methods. In this difficult environment, Paul Watson examines the benefits of adopting an Agile approach to regulatory compliance and demonstrates how Agile methods can be applied effectively to help mitigate risks and ensure project success.
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